The Enlightenment
- the enlightenment was essentially a set of attitudes and a view of the world which became widespread and very influential. The Enlightenment period in European history covered the late 17th C up to the end of the 18th C or up to the early stage of the Fr. Revolution. Enlightenment ideas and outlook did not completely displace older, preexisting notions or outlooks, but they did become very influential in western, northern Europe especially.
- however, keep in mind that great periods of intellectual thought usually are incubating for long periods of time, partly because cosmologies do not change quickly or easily; views of the world and philosophies are usually inter-related with and reinforced by religion and religious sanctions; this tends to slow the pace of change.
[Cosmologyis a view of the universe and how it functions; e.g., Ptolemaic view placed the earth at the centre of the universe while the Coperican view put the sun at the centre (at least of the solar system). However, cosmology involves more than just astronomy. What makes the universe worknatural or supernatural forces? Do we have any free will or are we entirely at the mercy of natural and/or supernatural forces? Is there morality and how is it maintained? etc.]
- e.g., some people continued (often for religious reasons) to hold a Ptolemaic view of a flat earth at the centre of the universe for hundreds of years after the Copernican view was proved to be a more accurate characterisation. Even when there is a dominant cosmology, there are usually minority cosmologies. Thus, when we talk about the Enlightenment period, this does not mean that everyone accepted that cosmology.
- this also means that the dates can only be approximate as estimations of when the Enlightenment view became more influential than the preceding outlook or when it was superseded. In fact, there are some elements of the Enlightenment which are accepted even today.
- the Enlightenment was also a period of great optimism and expectation that the world and humanity were entering upon a new era of reason, of enlightenment and of knowledge. There were 2 major sources of ideas underlying the Enlightenment outlook:
- it owed a great deal to the Renaissance and the recovery and revival of Classical learning; this tradition emphasised human reason and rationality as a path to knowledge and as a way of life. It focused upon deductive logic and reasoning; there was a new emphasis upon being human and upon developing and honouring both the human mind and the human body. (Much of earlier Christianity had tried to strive to be less human and more saint like or like the angels!)
- it was also rooted in the beginnings of the scientific revolutionIsaac Newtons defining of the Law of Gravity and the ability to express certain regularities in the universe in mathematical formulations was a great stimulus.
- the Enlightenment was a seminal experience which we take for granted but which, for earlier generations, involved a revolution. Gravity had always been a fact of life, but no one had had an explanation before. It is difficult for us to appreciate how profound an experience it was.
- many phenomena which had been regarded as mysterious and unknowable became understandable; they could be expressed as mathematical formulae and were predictable.
- the universe had previously been thought of as continually being affected by unpredictable, capricious, supernatural powers and forces (plagues, droughts, lighting, appearance of comets, solar and lunar eclipses, etc.); they were usually viewed as Gods punishment or the machinations of the Devil and demonic forces. This was the context within which thousands of women were tortured and killed as witches. (Such thinking did not, of course, die out and persists even todaye.g., the jackasses who declare that AIDS is divine punishment for sins and wickedness, especially of gays.)
- not many of the mysterious natural phenomena were yet understood or explicable, but as some were, people began to believe that many more, perhaps most, were explicable and eventually would be understood and explained. Thus, when something unexpected happened, not everyone automatically assumed that there were supernatural forces at work.
- increasingly, people began to feel that the universe actually worked on the basis of regularities and principles (natural laws) and that these laws were knowable.
The Great Clock
- at this time, mechanics were achieving marvellous little machinesclocks, watches, music boxes, intricate little toys and mechanical boxes as well as machinery on a larger scale, using pulleys, levers, cambers and gears.
- in the new cosmology, the clock became an image for the universea gigantic clock; all the movements of the stars and planets were the results of regularities and laws in the operations of the forces in the universeÑlike the gears and pulleys of the clock. The forces were all linked and worked together. Imagine what a difference in outlook: the universe no longer ran on magic and capricious supernatural forces, but according to balanced forces and laws like a gigantic machine.
- what made the universe seem mysterious, inexplicable and capricious was not God or supernatural forces, but rather human ignorance and superstition. Thus, it seemed that humanity was finally beginning to emerge from the darkness of ignorance and superstition into the light of knowledge this constantly used image gave the name Enlightenment.
- on the other hand, ignorance and superstition were the source of much (even most) evil and wickedness in the world. Ignorance and superstition were perceived to be both passive and active sources of wrong and evil:
- a passive source because they prevented humans from seeing and understanding the truth and, therefore, from being able to act upon correct knowledge; people did not know and therefore could not do good.
- but ignorance and superstition were also active sources of evil; under their influence, people acted irrationally and committed many crimes and horrors; they did this individually, but they also did this collectively in bad laws and practices (burning of witches, use of torture as part of the justice system, horrible forms of execution, among many others).
How was this enlightenment to be achieved?
- by systematic observation and study and by the application of human reason and intellect. The human intellect should be applied both in the deductive reasoning of Greek philosophy and in the inductive reasoning of the new scientific method. Descartes and other early scientists were developing the rules for the scientific method.
- enlightenment was to be pursued at both the individual and the societal levels. Thus, individuals should develop and put their Reason to use; Reason should be used to determine individual behaviour and moral codes. However, proponents wanted to see reason and enlightenment applied to society, its laws, institutions etc.
The Great Clockmaker
- the conception of God changed also; it is true that a few people became atheists, but most did not. God became the Great Clockmaker, the wonderful intelligence that conceived and set in motion the marvelously intricate and rational universethe Great Clock.
- people of the Enlightenment now looked critically at earlier conceptions of God; the earlier God was seen as capricious and even vindictive; if people did not do what He said or commanded, He sent or allowed plagues and other disasters which affected the good as well as the sinful and bad or He sent good health, good weather etc. to benefit the bad as well as the good. Or God was believed to play favourites or even be open to bribes (people who promised to do good things if God would assist them in some way, even against other people, in business for example).
[Of course, we still have these attitudes: so-called Christian athletes pray before a game or as they come to bat to ask God to help them to win or to get a hit. Or as nations go to war, priests and ministers on both sides ask God to give them the victory! Why would God intervene in such matters and how would He know what to do if there are Christians (or Moslems) on both sides?]
- increasingly for people in the Enlightenment, God was seen as a rational entity, in fact the embodiment of absolute Reason and Rationality (these were often spelled with capitals) and thus above such petty behaviours.
- this had a number of ramifications:
- the miraculous was increasingly seen as being not only a product of ignorance, but also, as being illogical and irrational.
- if God as the Great Clockmaker had imagined and created this marvellous universe incorporating all the rationality of the laws and principles upon which it operated, why would He constantly intervene and disrupt his own laws and principles with miracles? It didnt make sense. Would God cause the sun to stand still (i.e., cause the earth to stop rotating) as claimed in the Book of Joshua? Especially, would He do this just to allow the Israelites several more hours to slaughter the Canaanites?
- it did not seem likely then that God made many interventions as miracles; nevertheless, some still believed that God did actively try to encourage humans to become better and more rational. However, this was natural and not supernatural. Thus, they did not necessarily believe that God was completely impersonal, but they did believe that He would deal with humans only in a rational way and that seemed to largely or completely exclude the supernatural.
- others, however, believed that God had embodied rationality in the universe and then left human beings more or less on their own to discover and apply this for themselves; this was known as Deism.
- if God were rational, would He not want humanshis creationsalso to be rational? It followed, therefore, that God wanted and intended humans to be rational and to develop their intellect. Thus, learning and the acquisition of knowledge could be regarded not only as good things in themselves, but also as something that God expected of humans.
- the Enlightenment also could result in a different view of humans; if humans were made in the image of God, then they were rational or at least were capable of reason and rationality.
- the purpose of human societies, therefore, was to nourish, to develop and to preserve this rational potential and capacity in humans.
- we can begin to see how revolutionary the Enlightenment was:
- a changed conception of God;
- a changed conception of humans and human nature;
- a changed conception of human societies and their purposes.
- ramifications spread in all directions:
- we already noted some aspects of the effects on religion and conceptions of God. Some people declared that all religion was superstition, but even those who did not go that far, nevertheless, often did agree that there was a great deal of ignorance and superstition mixed in.
- we noted the tendency to regard the miraculous as irrational and unlikely; so too, many began to downplay the mysterious and emotional, arguing that reason should be applied here too. Emotion and ecstasy (what was often called enthusiasm) could lead people astray. Reason was a more reliable guide.
- some began to take a relative position in religion, as in other things; yes, one Creator or Clockmaker but different people in different backgrounds called Him different names and had different conceptions; who was to say that one was better or more true than the others?
- thus, people of the Enlightenment tended to become much more tolerant, especially when they looked back at the enormous upheavals of the religious wars of the 17th C; those wars seemed especially illogical when the religious differences were so trivial (e.g., belief in the miracle of transubstantiation had been a major theological issue between Catholics and Protestants and thus a justification for killing each other). People in the enlightenment regarded the upheavals and events of the 17th C as part of the ignorance and superstition of the benighted, unenlightened past.
Examination of Society
- people of the enlightenment looked at society and began to find so much that was not reasonable or rational:
- ferocious, arbitrary laws;
- uneven and unequal application of laws and taxation;
- lack of education for the majority (how could their reasoning faculties be developed without education?);
- ability and political power were too frequently not in the same individualsfools ruled and governed while wise people were ignored and not used.
- people began to argue that society had not been created or decreed by God, but by humans; how else could one account for the shortcomings and bad features? Therefore, society and its institutions were not sacred!
- again, it is hard for us to appreciate how revolutionary such views were at the time. Previously, it had been believed that social order and authority were reflections of divine order and authority. In fact, the existing order and structures were decreed by God. To demand change or to challenge authority (unless the rulers were demonstrably wicked) was to disobey God and was sinful impiety. We shall study the idea of the social contract which was an alternative theory of how authority and government had originated; the theory attributed these origins to people, not to God.
- if society had been formed & created by humans, then humans could also change and reform it.
- How should reform be done? Obviously, reason and rationality should be applied:
- 1st, society and institutions should be examined and studied systematically and logically; the objective should be to discover the natural laws and principles which govern social relationships. These laws should be applied and allowed to operate in society.
- this was the basic premise underlying the idea of the social science; Adam Smith, in his book The Wealth of Nations, was the father of economics and political science (in the 19th C, these studies were known as political economy); others were examining people and institutions which were a preview of anthropology and sociology.
- 2ndly, results of these inquiries should be implemented in a systematic way; the results would be checked and further reforms made if necessaryreform should be on-going.
- investigate/examine;
- use findings to suggest reforms;
- implement reforms;
- monitor and investigate;
- the results of these ideas were far-reaching critiques of society and its institutionslegal systems, tax systems, political systems, etc. All were found to be deficient, over-laden with superstition and encrusted in ignorance.
- nevertheless, many people, wrapped in the glow of the Enlightenment, were optimistic because they believed that these faults could be changed and rectified; the natural laws could be discovered and then the laws could be put to use and allowed to operate, just as they did in the natural universe. Societys institutions could be made rational.
- the effect of this line of reasoning was a growing demand for far-reaching reforms.
Enlightened Despotism
- some proponents of reform looked to enlightened despotism as a means to implement reforms.
- the idea was that a monarch who was enlightened and who had the powers of a despot would be able to implement rational reforms thoroughly and quickly. It was not just the monarch himself or herself that was to be the source of all this enlightenment; he or she would gather the best minds and philosophers at the royal court and use their insights and talents in identifying and implementing good, rational reforms.
- remember that democracy was regarded very negatively; the Greek and Roman examples seemed to indicate that it did not work very well and led to corrupt decision-making and to mob rule. There were few democrats and they tended to be regarded as dangerous lunatics.
- reformers were well aware that vested interests often worked hard to prevent change and reform. The representative bodies (diets and parliaments) which existed in most parts of Europe were composed of and worked for the benefit of the aristocratic and land-owning minority; these latter insisted upon special legal codes and greatly reduced taxation for themselves. As a result, these bodies were often the biggest impediments to substantial and far-reaching reforms to tax systems, legal systems etc.
(The situation in England was more complicated because parliament came to include other important interests such as the commercial class; also, as we noted earlier, the land-owning upper classes came to have much fewer privileges. In any case, the struggle against royal power in England did not have nearly the same reactionary aspect as it often did on the continent. In fact, by the 17th C, the more reactionary elements often tended to side with the king.)
- as a result of most diets and parliaments being impediments to change, enlightened despots (similar to Platos philosopher-kings) seemed the quickest and perhaps the only way to achieve thorough-going and significant reforms.
- Louis XIV of France was kind of in this category (at least great effort was expended to make Louis into a despot), but the most important names in this regard are Frederick II (the Great) of Prussia, Maria Theresa and her son Joseph II of Austria (the Hapsburgs) and Catherine the Great of Russia.
- these 3 empires were in central and eastern Europe where social and economic development lagged behind; also, all were autocratic anyway.
- in practice these monarchs did not do too much:
- Frederick had the greatest reputation both for himself (as a musician, philosopher and soldier) and for the fame of the many thinkers, philosophers, musicians and artists who gathered at his court.
- however, his Prussian society was very militarised and his army depended upon the land-owning aristocrats both for officers and as the major source of wealth to pay for a relatively large army; as well, he had a couple of large and expensive wars during his reign.
- thus, while tax and legal systems were streamlined and an efficient bureaucracy put in place, no fundamental social or political reforms were made; the privileges and dominance of the large landowners (the Junkers) were maintained.
- Joseph II was probably the most sincere and most determined; he did attempt social and legal reforms.
- he made genuine attempts to improve the lot of the common people. However, in the end, most of his reforms were frustrated; the landowning aristocrats and the bureaucrats used their existing powers and the dependency of the monarchy on their military and administrative services to frustrate most reform.
- the fact was that the Hapsburg monarchy was German in an empire where the majority of population were Slavic peoples or Magyars; the monarchy relied almost entirely upon the aristocratic minority (many, but not all, of whom were German) to maintain itself; the Hapsburgs had little ability to appeal to the general population and people (the way French monarchs could appeal to French people or English monarchs to English people); the monarchy could not push conflict with the landowning classes too far or it would undermine its own existence.
- Joseph is said to have died of a broken heart; he died relatively young.
- Catherine the Great was concerned to make the regime and the military stronger ( she brought many soldiers and even sailorse.g. the American captain and admiral, John Paul Jonesto Russia).
- although she had great autocratic powers, she was a foreigner (a German) and depended upon supporters in the military who were also primarily derived from the landowning classes.
- in comparison with so many of the other Russian monarchs of the century, Catherine stands out as less vicious, less incompetent and certainly less mad; however, she did not really effect much reform which improved the lot of the mass of the population.
The Enlightenment was, directly and indirectly, the source for the 19th C ideologies that we shall be studying:
- liberalism of all kinds and socialism had their roots in and grew out of the Enlightenment.
- conservatism was to a considerable extent a reaction against the Enlightenment and some of its ideas.
- even in the 18th C, there were those who rejected aspects of the Enlightenment; there have been many more in the 19th & 20th Cs. [For a biting satire of Enlightenment rationality, see book 4 of Jonathan Swifts Gullivers Travels]
- Wesleyan Methodism rejected Deism and an unemotional religion in favour of highly emotional conversion experiences; there were movements in Catholicism (Jansenism, the Oxford Movement in Anglo-Catholicism) which also accepted mysticism and greater roles for emotion. Protestant fundamentalism of the late 19th and 20th Cs is also very much against the ideas of reason and science that were incorporated into Protestant Christianity in the 18th & 19th Cs.
- nationalism, racism and romanticism were all movements which rejected the emphasis upon reason and placed much more emphasis upon emotion and non-rational elements.
- in the late 19th & early 20th Cs., there were widespread revolts against reason and the belief in a rational universe; some thinkers (Nietzsche, Freud and others whom we shall discuss in the 2nd term) argued that humans were basically irrational and that life and the universe were ultimately meaningless. Nazism was only one extreme example of this new irrationality that was explicitly or at least implicitly a rejection of the Enlightenment.
- nevertheless, at least some aspects of Enlightenment cosmology still seem familiar and not too strange; at least this is true of popular conceptions.
- on the other hand, some of the views of human nature seem simplistic and out of touch with our reality and experience in the 20th C (world wars, the holocaust, atomic bombs, concentration camps, ethnic cleansing, etc. etc.). It is true that thoughtful people in the 18th C had the religious wars of the 17th C to look back to and many horrors of that century were about as bad as our horrors.
- in the Enlightenment period, many people thought that reason and enlightenment could eliminate such things. Our experiences seem to indicate that just as bad (or even worse) things still happen; we are not as optimistic. We have seen science turned to maximising destruction and the slaughter of people; we have reached the point where we can destroy ourselves and most other advanced lifeforms on our world with atomic radiation or other toxic substances. Increased knowledge does not necessarily lead to peace or reduced evil in the world. It raises the question whether or not evil elements are innate in human nature.
The Social Contract
- as we noted, this theory originated in the Enlightenment; John Locke is often associated with its development, but in fact a number of writers were involved.
- it is still significant because it is the basic idea underlying our conception of representative democracy.
- it is an explanation (probably a myth) of the origins of authority and consequently of all political and judicial institutions (including governments) in society.
[Myth does not mean a fairy story; rather it is an easy-to-understand story or account of how something may have happened. Whether it is literally true or factual may not matter; it is useful because it gives us a way of comprehending a complex reality that otherwise would be inexplicable and because of the rationale it provides. For example, many people are not concerned if the story of creation as given in Genesis of the Bible is not literally factual; the myth of the creation story contains the truth that God is the creator. In this sense, the Big bang theory of the origins of the universe is also a myth because few of us understand the mathematical and theoretical ideas upon which it is based. Thus, myth is a hypothetical account or explanation.]
- according to the social contract theory, originally humans lived in total chaos with no social or political order; everyone was responsible for him/herself and for defending their own person and interests. This also involves the original right of all humans of self-defence. This idea of natural or original human rights also first emerged in the Enlightenment. This was a contrast with traditional Christianity which argued that because of original sin, mankind had lost all rights and stood condemned to eternal damnation and punishment. Thus, many religious writers argued that there were no natural human rights.
- however, such a condition of chaos forces reliance mainly upon physical strength and force. Thus, except for the biggest and strongest, such conditions lead to great insecurity and danger and the majority of people would like to find a better, less dangerous and more equitable way to do and arrange affairs and human relationships.
- this led to the conclusion that in order to be free of the unrestrained actions of other people, individuals must give up some of their own freedom to do whatever they wanted to other people.
- thus, according to the theory, people gave up part of their right of self-defence, self-protection and the right to do whatever they wanted to third parties who then were responsible for providing protection and recompense from the actions and assaults of other people (i.e., they delegated responsibility to someone else).
- there is an interim stage where people realise that most would be better off with some limitations on actionsfreedom to rape and murder should be restricted if most people are to enjoy any kind of peace; thus, there must be a set of rules defining what actions are allowed and what are not.
What about those who refuse to abide by the rules?
- the fact that there are always such people creates the need for strong third parties to maintain the rules and to punish those who violate them.
- this was the explanation of how ordered society with rules and the institutions to maintain the rules evolved;
- this is the origin of authority and the institutions of power and authority; the mass of the population empowers a minority:
- to govern and to adjudicate,
- to pass laws and rules to regulate behaviour,
- to enforce the laws.
- thus, ordered society is based upon a social contractpeople in a society either explicitly or implicitly have an agreement or contract among themselves
- to abide by a set of common rules and
- to empower rulers and officials to enforce the rules.
** authority is based upon and derived from the population who, in effect, surrender and transfer some of their inherent rights of self-protection in return for much bigger and stronger protection than they could muster on their own. Authority derives or comes from the bottom of society upwards.
- contrast this with the idea of divine right; according to divine right theory & myth, authority derives from God who deputises and extends His authority to rulers and kings. The latter also deputise officials on down the line. Thus, authority is a top down process rather than a bottom-up one as in the social contract.
- however, the corollary of the social contract theory is that what the people have given, they can take away again. If the rulers govern badly, if power and authority are abused, or if the people want a change, they have a right to make a change.
- social contract arguments were prominent in the Glorious Revolution in England in 1688 (James II was ousted and replaced by William and Mary), in the American Revolution and in the French Revolution.
- our idea of democracy carries this social contract theory a step further. This empowerment and the granting of power and authority should be done by the people on a regular and recurring basis; thus, we hold elections to determine who shall govern and require that this mandate to govern be renewed periodically with an open opportunity for the people to elect someone else if they are not satisfied.
Anarchism
- this theory was rooted in a desire to return closer to the original and more natural society; proponents wanted to abolish authorities and institutions of authority.
- proponents of anarchism argued that giving or allowing anyone to have and to exercise authority and power over others leads inevitably to tyranny and abuse. "Power corrupts."
- proponents want to abolish all authority structures, especially those of the statei.e., get rid of all governments with their bureaucracies, their coercive police forces and their court systems (not to mention their tax collectors!).
- anarchy is not the same as chaos; thus, proponents do not want to dispense with rules and laws; they believe that order (and the laws) can be maintained. Public opinion and collective action can be used to restrain and to punish those who behave badly and harm others (perhaps via a system of peoples courts).
- anarchism had a good deal of appeal in the 19th C, especially in Russia and Spain, but there were also small movements in a number of European countries near the end of the 19th C.
- we shall not study them in detail, but want to note 2 things:
- Marx argued that in the Communist Society (the ultimate goal and end of human organisation and society), the state would wither away. Thus, anarchy was Marx's idea of heaven.
- thus, some anarchists found Marx's theories congenial and could incorporate them into their anarchist notions. However, other Marxists, notably Lenin, went in the other direction and in fact built strict notions and lines of authority into the Bolshevik (renamed Communist) Party itself. This is an important issue when we examine the creation of the Soviet Union, supposedly built on Marxist principles.
- Anarchists were relatively few in numbers but several times they had big effects:
- anarchists carried out several key assassinations and attempted assassinations and created an enormous amount of fear, especially in the ruling classes of Europe in the late 19th and early 20th Cs. They created much more fear than their numbers ever warranted.
-anarchists were a critical and disruptive element in the Spanish Civil War.